| Last Updated:
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| Sec. 1. Short title (Sec.
78a) |
| Sec. 2. Necessity for
regulation (Sec. 78b) |
| Sec. 3. Definitions and
application (Sec. 78c) |
| Sec. 3A. Swap agreements |
| Sec. 4. Securities and
Exchange Commission (Sec. 78d) |
| Sec. 4A. Delegation of
functions by Commission (Sec. 78d-1) |
| Sec. 4B. Transfer of
functions with respect to assignment of personnel to chairman (Sec.
78d-2) |
| Sec. 4C. Appearance and practice
before the commission (Sec. 78d-3) |
| Sec. 5. Transactions on
unregistered exchanges (Sec. 78e) |
| Sec. 6. National securities
exchanges (Sec. 78f) |
| Sec. 7. Margin requirements
(Sec. 78g) |
| Sec. 8. Restrictions on
borrowing and lending by members, brokers, and dealers (Sec. 78h) |
| Sec. 9. Manipulation of
security prices (Sec. 78i) |
| Sec. 10. Manipulative
and deceptive devices (Sec. 78j) |
| Sec. 10A. Audit requirements
(Sec. 78j-1) |
| Sec. 11. Trading by members
of exchanges, brokers, and dealers (Sec. 78k) |
| Sec. 11A. National market
system for securities; securities information processors (Sec. 78k-1) |
| Sec. 12. Registration
requirements for securities (Sec. 78l) |
| Sec. 13. Periodical and
other reports (Sec. 78m) |
| Sec. 14. Proxies (Sec.
78n) |
| Sec. 15. Registration
and regulation of brokers and dealers (Sec. 78o) |
| Sec. 15A. Registered
securities associations (Sec. 78o-3) |
| Sec. 15B. Municipal
securities (Sec. 78o-4) |
| Sec. 15C. Government
securities brokers and dealers (Sec. 78o-5) |
| Sec. 15D. Securities analysts and research reports (Sec. 78o-6) |
| Sec. 15E. Registration of nationally recognized statistical rating organizations. |
| Sec. 16. Directors, officers,
and principal stockholders (Sec. 78p) |
| Sec. 17. Records and
reports (Sec. 78q) |
| Sec. 17A. National system
for clearance and settlement of securities transactions (Sec. 78q-1) |
| Sec. 17B. Automated
quotation systems for penny stocks (Sec. 78q-2) |
| Sec. 18. Liability for
misleading statements (Sec. 78r) |
| Sec. 19. Registration,
responsibilities, and oversight of self-regulatory organizations (Sec.
78s) |
| Sec. 20. Liability of
controlling persons and persons who aid and abet violations (Sec.
78t) |
| Sec. 20A. Liability
to contemporaneous traders for insider trading (Sec. 78t-1) |
| Sec. 21. Investigations
and actions (Sec. 78u) |
| Sec. 21A. Civil penalties
(Sec. 78u-1) |
| Sec. 21B. Civil remedies
in administrative proceedings (Sec. 78u-2) |
| Sec. 21C. Cease-and-desist
proceedings (Sec. 78u-3) |
| Sec. 21D. Private securities
litigation (Sec. 78u-4) |
| Sec. 21E. Application
of safe harbor for forward-looking statements (Sec. 78u-5) |
| Sec. 22. Hearings by
Commission (Sec. 78v) |
| Sec. 23. Rules, regulations,
and orders; annual reports (Sec. 78w) |
| Sec. 24. Public availability
of information (Sec. 78x) |
| Sec. 25. Court review
of orders and rules (Sec. 78y) |
| Sec. 26. Unlawful representations
(Sec. 78z) |
| Sec. 27. Jurisdiction
of offenses and suits (Sec. 78aa) |
| Sec. 27A. Special provision
relating to statute of limitations on private causes of action (Sec.
78aa-1) |
| Sec. 28. Effect on existing
law (Sec. 78bb) |
| Sec. 29. Validity of
contracts (Sec. 78cc) |
| Sec. 30. Foreign securities
exchanges (Sec. 78dd) |
| Sec. 30A. Prohibited
foreign trade practices by issuers (Sec. 78dd-1) |
| Sec. 31. Transaction
fees (Sec. 78ee) |
| Sec. 32. Penalties (Sec.
78ff) |
| Sec. 33. Separability
of provisions (Sec. 78gg) |
| Sec. 34. Effective date
(Sec. 78hh) |
| Sec. 34-1. Effective
date of certain sections (Sec. 78hh-1) |
| Sec. 35. Authorization
of appropriations (Sec. 78kk) |
| Sec. 35A. Requirements
for the EDGAR system (Sec. 78ll) |
| Sec. 36. General exemptive
authority (Sec. 78mm) |
| Sec. 37. Tennessee Valley Authority (Sec. 78nn) |
| Sec. 38. Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks (Sec. 78oo) |
