SEC Proposed Rules
Proposed Rule: Purchases of Certain Equity Securities by the Issuer and Others
Proposed amendments intended to clarify and modernize the safe harbor provisions of Rule 10b-18 under the 34 Act in light of market developments since the Rule’s adoption in 1982.
Comments due: March 1, 2010
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Proposed Rule: Revisions to Rule 163
Proposed amendments intended to facilitate capital formation by well-known seasoned issuers by removing certain impediments to issuer communications to potential investors.
Comments due: January 27, 2010
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Proposed Rule: Facilitating Shareholder Director NominationsProposed rules re-opens comment period on proposed changes to proxy rules to permit comment on additional data and related analyses included in the public comment file.
Comments due: January 19, 2010
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Related: Release 33-9046; Comments
