General
General information pertaining to both Financial and Investment Management in regards to EDGAR. For informational purposes and should not be construed as legal advice.
- 14A Cover
- 2009 SEC Filing Deadlines and Holidays
- 2010 SEC Filing Deadlines and Holidays
- Company Data Changes on the SEC Database
- Corporate Responsibility (Sarbanes-Oxley)
- Division of Corporation Finance Actions Regarding EDGAR Filing Date Adjustments, Post Acceptance Corrections, Filing Deletions and Withdrawals, and Continuing Hardship Exemptions
- EDGAR Filer Manual (effective 4/12/10)
- EDGAR Hours of Operation
- EDGAR Signatures
- EDGAR State and Country Codes
- EDGAR Submission Document Headers
- Electronic Filing and EDGAR Overview
- Form 13F
- Form D
- Form D Electronic Worksheet
- Final Rule
- SEC Form D
- Form D Compliance Guide
- Form D Filing Process Guidance
- Guide to Definitions of Terms Used in Form D
- EDGAR Access Codes are required - see Getting Started with EDGAR Filing if EDGAR Access Codes are needed
- SEC OnlineForms Management Website
- SEC Form D OnlineForms Instructions (See the EDGAR Filer Manual Volume 2 Version 9 section 8.4)
- Getting Started with EDGAR Filing
- Graphics are Not Always Legal Content
- Graphics in HTML EDGAR Filings
- Merrill Output Options
- Merrill's Single Source System
- Performance Graph Worksheet
- Proxy Tables Worksheet (Executive Compensation)
- Transfer Agent Worksheets
- TA-1, TA-1/A
- TA-2, TA-2/A
- TA-W
- XBRL Pilot Program