General
General information pertaining to both Financial and Investment Management in regards to EDGAR. For informational purposes and should not be construed as legal advice.
- 14A Cover
- 2011 SEC Filing Deadlines and Holidays
- 2012 SEC Filing Deadlines and Holidays
- Company Data Changes on the SEC Database
- Division of Corporation Finance Actions Regarding EDGAR Filing Date Adjustments, Post Acceptance Corrections, Filing Deletions and Withdrawals, and Continuing Hardship Exemptions
- EDGAR Filer Manual (effective 3/26/12)
- EDGAR Hours of Operation
- EDGAR Signatures
- EDGAR State and Country Codes
- EDGAR Submission Document Headers
- Electronic Filing and EDGAR Overview
- Form 13F
- Form 13H (Mandatory filings begin 12/1/2011)
- Overview
- EDGAR Access Codes are required - see Getting Started with EDGAR Filing
- Final Rule
- EDGAR Filing Website
- SEC Initial Filing Form 13H
- SEC Annual Filing Form 13H-A
- SEC Amended Filing Form 13H-Q
- SEC Inactive Status Filing Form 13H-I
- SEC Termination Filing Form 13H-T
- SEC Reactivated Status Filing Form 13H-R
- Form D
- Form D Electronic Worksheet
- Final Rule
- SEC Form D
- Form D Compliance Guide
- Form D Filing Process Guidance
- Guide to Definitions of Terms Used in Form D
- EDGAR Access Codes are required - see Getting Started with EDGAR Filing if EDGAR Access Codes are needed
- SEC OnlineForms Management Website
- SEC Form D OnlineForms Instructions (See the EDGAR Filer Manual Volume II Chapter 9)
- Getting Started with EDGAR Filing
- Graphics are Not Always Legal Content
- Graphics in HTML EDGAR Filings
- Merrill Output Options
- Merrill's Single Source System
- Performance Graph Worksheet
- Proxy Tables Worksheet (Executive Compensation)
- SEC Forms List
- Transfer Agent Worksheets